ISO 37301 Compliance Management Systems Lead Auditor Training | ISO Training in Edmonton

Home

Courses

ISO Certification

ISO 37301 Compliance Management Systems Lead Auditor Training

Edmonton

Gain in-depth knowledge of the investigation process in operations
Understand the elements of the Compliance Management System (CMS).
Acquire skills to create an effective compliance programme efficiently.

Dates & Prices Dates & Prices

Course information

ISO 37301 Compliance Management Systems Lead Auditor Training Course Outline

Module 1: Introduction to ISO 37301

Scope
Normative References
Terms and Definitions

Module 2: Introduction of Compliance

What is Compliance?
Compliance Types

Module 3: Compliance Department

What is Compliance Monitoring?
Department Members
Functions of Compliance Officer
Common Areas of Compliance

Module 4: Compliance Management System (CMS)

Compliance Management
Compliance Management System
Elements
Who is Responsible for Compliance Management?
Risk-Based Compliance Management Solutions

Module 5: Context of the Organisation

Understanding the
- Organisation and its Context
- Needs and Expectations of Interested Parties
Determining the Scope of the Compliance Management System
Compliance
- Management System
- Obligations
- Risk Assessment

Module 6: Leadership

Leadership and Commitment
Compliance Policy
Roles, Responsibilities, and Authorities

Module 7: Planning

Actions to Address Risks and Opportunities
Compliance Objectives and Planning to Achieve Them
Planning of Changes

Module 8: Compliance Audit

Purpose
How are Compliance Audits Conducted?
Internal Vs Compliance Audit
Compliance Audit Procedures
Understanding Compliance Auditing
General Principles

Module 9: Compliance Audit Plan

Audit Universe and Annual Compliance Audit Plans
Apex Auditable Entities and Audit Units
Risk Profiling
Annual Compliance Audit Plans
- Preparing
- Components

Module 10: Support

Resources
Competence
Awareness
Communication
Documented Information

Module 11: Operation

Operational Planning and Control
Establishing Controls and Procedures
Raising Concerns
Investigation Processes

Module 12: Performance Evaluation

Monitoring, Measurement, Analysis, and Evaluation
Internal Audit
Management Review

Module 13: Planning Compliance Audits

Planning for Individual Compliance Audits
Scope of Audit
Compliance Audit Objectives
Criteria
Materiality
Risk Assessment
Compliance Auditing in Digital Environment
Team Composition
Intimation to the Auditable Entity

Module 14: Create Effective Compliance Programme

Key Elements of an Effective Compliance Programme
Determine Your Compliance Management System
Consequences of Non-Compliance
Reduce Risk
Steps to Create an Effective Compliance Programme

Module 15: Compliance Monitoring

Monitoring and Auditing
Framework for Monitoring

Module 16: Improvement

Continual Improvement
Nonconformity and Corrective Action
Monitoring Techniques

Module 17: Compliance Auditor

Who is a Compliance Auditor?
Responsibilities
Requirements

Module 18: Conducting Compliance Audits

Audit Evidence
Gathering and Evaluating Evidence
Documentation
Communication with the Auditable Entity

Module 19: On-Site Audit Activities

Opening Meeting
Document Review
Detailed Site Inspection
Staff Interview
Review Audit Evidence
Closing Meeting

Module 20: Reporting Compliance Audits

Introduction
Forms and Content of Reports
- Inspection Reports
- Departmental Appreciation Note
- Compliance Audit Report
Follow Up

Who should attend this ISO 37301 Compliance Management Systems Lead Auditor Training Course?

This ISO 37301 Compliance Management Systems Lead Auditor Training Course equips attendees with the knowledge and skills needed to audit compliance management systems effectively. Here are roles or individuals who might find attending an ISO 37301 Compliance Management Systems Lead Auditor Training Course beneficial:

Compliance Officers and Managers
Internal Auditors
External Auditors and Consultants
Regulatory Affairs Professionals
Risk Management Professionals
Quality Assurance and Quality Management Professionals
Operational Managers
Legal and Compliance Professionals

Prerequisites of this ISO 37301 Compliance Management Systems Lead Auditor Training Course

There are no formal prerequisites for attending this ISO 37301 Compliance Management Systems Lead Auditor Training Course.

ISO 37301 Compliance Management Systems Lead Auditor Training Course Overview

ISO 37301 focuses on Compliance Management Systems (CMS), ensuring organisations adhere to legal and ethical standards and fostering integrity and trust. It's relevant in today's business landscape, emphasising the need for robust systems to mitigate compliance risks, promote ethical practices, and maintain organisational credibility.

Proficiency in ISO 37301 is vital for Compliance Officers, Auditors, and Risk Management Professionals. Mastery of this standard enables them to evaluate, implement, and manage compliance systems effectively. It equips professionals to ensure adherence to regulations, mitigate risks, and foster a culture of ethical conduct within organisations.

This 5-day Training Course delves into ISO 37301's principles, covering compliance frameworks, risk assessment, and auditing techniques. Delegates will gain insights into assessing compliance effectiveness, conducting audits, and improving CMS performance, enhancing their ability to lead compliance initiatives within their organisations.

Course Objectives

To understand the requirements and principles of ISO 37301 for Compliance Management Systems
To evaluate and implement effective compliance frameworks within organisations
To conduct compliance audits and assess CMS performance
To mitigate compliance risks and ensure adherence to legal and ethical standards
To improve organisational integrity and trust through ethical practices
To enhance skills in leading compliance initiatives and fostering a culture of compliance

Delegates completing this ISO Certification Course will possess comprehensive expertise in ISO 37301, enabling them to effectively evaluate, implement, and manage Compliance Management Systems within their organisations. They'll have the skills to conduct thorough compliance audits and mitigate risks.

What’s included in this ISO 37301 Compliance Management Systems Lead Auditor Training Course?

ISO 37301 Compliance Management Systems Lead Auditor Examination
World-Class Training Sessions from Experienced Instructors
ISO 37301 Compliance Management Systems Lead Auditor Training Certificate
Digital Delegate Pack

ISO 37301 Compliance Management Systems Lead Auditor Exam Information

To achieve the ISO 37301 Compliance Management Systems Lead Auditor Training, candidates will need to sit for an examination. The exam format is as follows:

Question Type: Multiple Choice
Total Questions: 30
Total Marks: 30 Marks
Pass Mark: 50%, or 15/30 Marks
Duration: 40 Minutes

Why choose us

Our Edmonton venue

Includes..

Free Wi-Fi

To make sure you’re always connected we offer completely free and easy to access wi-fi.

Air conditioned

To keep you comfortable during your course we offer a fully air conditioned environment.

Full IT support

IT support is on hand to sort out any unforseen issues that may arise.

Video equipment

This location has full video conferencing equipment.

Edmonton is the capital city of the province of Alberta in Canada. It’s the second largest city in Alberta and the fifth in Canada, with a population of around 850,000 people. Edmonton is known as ‘Canada’s Festival City’ for the fact is hosts a large amount of festivals over the year. Edmonton is the centre of a number of large oil sands projects and diamond mining activities occurring in the northwest territories of Canada. There are two English school boards in Edmonton and one French school board which govern the public schools. There are also a large amount of private schools, not governed by any board, and many parents choose to home-school their children. Schools in Edmonton are funded by property taxes and a large number of provincial grants but also provide resources and support for those who home-school or are home-schooled. There are six universities in Edmonton; Concordia University College of Alberta, MacEwan University, The King's University College, NorQuest College, Northern Alberta Institute of Technology (NAIT) and the University of Alberta, providing a large amount of degrees and programs for students. The largest is the University of Alberta and educates up for 40,000 students on around 400 programs. The second in the MacEwan University which caters to around 40,000 students, 14,000 of these being full-time. This university provides degrees, diplomas and certificates in a wide number of programs. Miscellaneous educational institutions include Taylor University College and Seminary and the Yellowhead Tribal College, which is a First Nations college.

Address

Intelligent Office
Scotia Place
Tower 1,
10060 Jasper Avenue
Suite 2020 (20th Floor)
Edmonton
Alberta
T5J 3R8

T: +1 6474932992

Ways to take this course

Experience live, interactive learning from home with The Knowledge Academy's Online Instructor-led ISO 37301 Compliance Management Systems Lead Auditor Training | ISO Training in Edmonton. Engage directly with expert instructors, mirroring the classroom schedule for a comprehensive learning journey. Enjoy the convenience of virtual learning without compromising on the quality of interaction.

Learn more in our FAQs

Unlock your potential with The Knowledge Academy's ISO 37301 Compliance Management Systems Lead Auditor Training | ISO Training in Edmonton, accessible anytime, anywhere on any device. Enjoy 90 days of online course access, extendable upon request, and benefit from the support of our expert trainers. Elevate your skills at your own pace with our Online Self-paced sessions.

Learn more in our FAQs

Streamline large-scale training requirements with The Knowledge Academy's In-house/Onsite at your business premises. Experience expert-led classroom learning from the comfort of your workplace and engage professional development.

Tailored learning experience

Leverage benefits offered from a certification that fits your unique business or project needs

Maximise your training budget

Cut unnecessary costs and focus your entire budget on what really matters, the training.

Team building opportunity

Our offers a unique chance for your team to bond and engage in discussions, enriching the learning experience beyond traditional classroom settings

Monitor employees progress

The course know-how will help you track and evaluate your employees' progression and performance with relative ease

Learn more in our FAQs

What our customers are saying

ISO 37301 Compliance Management Systems Lead Auditor Training | ISO Training in Edmonton FAQs

What is ISO 37301?

ISO 37301 is an international standard that provides guidelines for establishing, developing, implementing, evaluating, maintaining, and improving an effective compliance management system. It helps organisations ensure they are adhering to laws, regulations, and internal requirements, fostering a culture of integrity and accountability.

What is ISO 37301 Compliance Management Systems Lead Auditor?

The ISO 37301 Compliance Management Systems Lead Auditor Course equips individuals with the knowledge and skills needed to audit an organisation’s compliance management system effectively. Delegates learn how to evaluate the effectiveness of compliance systems in line with ISO 37301 standards, ensuring continuous improvement and legal compliance.

Are there any prerequisites to attending this ISO 37301 Compliance Management Systems Lead Auditor Course?

While there are no formal prerequisites, a background in compliance, auditing, or management systems can be helpful. Basic knowledge of compliance principles and management systems is beneficial to maximise understanding and engagement during the course.

Who should attend this ISO 37301 Compliance Management Systems Lead Auditor Training Course?

This course is ideal for Compliance Officers, Auditors, Risk Managers, and professionals involved in Legal or Regulatory functions. It is also beneficial for those seeking to implement or audit Compliance Management Systems in their organisations.

Do you offer 24/7 support for this training course?

Yes, we offer 24/7 support for our ISO 37301 Compliance Management Systems Lead Auditor course. Our dedicated team is available around the clock to provide assistance, ensuring a smooth learning experience for all delegates.

What is included in this ISO 37301 Course?

The course includes comprehensive learning materials, expert-led training sessions, case studies, practical exercises, and a certification exam. Delegates also receive post-course support to assist with any follow-up queries.

What does this ISO 37301 Compliance Management Systems Lead Auditor Certification aim to achieve?

This certification aims to develop your expertise in auditing Compliance Management Systems based on ISO 37301 standards. It provides you with the knowledge and skills to evaluate and ensure that an organisation’s compliance system meets regulatory requirements and operates effectively.

What are the benefits of this ISO 37301 Compliance Management Systems Lead Auditor Training?

The benefits include gaining in-depth knowledge of compliance audits, understanding how to mitigate risks, and ensuring legal and regulatory adherence. The certification enhances your professional credentials, opening doors to leadership roles in compliance and audit functions.

What is the difficulty level for the ISO 37301 Compliance Management Systems Lead Auditor Course?

The course is designed for professionals with a basic understanding of Compliance Management Systems. It is moderately challenging but accessible, with practical examples and expert guidance to ensure delegates are well-supported throughout.

What is the significance of holding this certification?

Holding this certification demonstrates your ability to audit and assess Compliance Management Systems effectively. It signifies that you have the expertise to ensure an organisation adheres to compliance requirements, boosting your professional reputation and employability.

Which individuals or roles require this ISO 37301 Online Training?

This training is essential for compliance managers, auditors, risk officers, and professionals tasked with overseeing compliance within an organisation. It is also beneficial for consultants and legal professionals involved in regulatory compliance.

What is the duration of this ISO 37301 Lead Auditor Course?

The duration of this ISO 37301 Compliance Management Systems Lead Auditor Course is 5 days.

Do you provide corporate training for this ISO 37301 Compliance Management Systems Lead Auditor?

Yes, we offer corporate training solutions tailored to organisational needs. Our corporate packages include on-site training, virtual options, and customised course materials to suit your team’s requirements.

Why should I take this ISO 37301 Compliance Management Systems Lead Auditor Online Course?

This course offers the flexibility of online learning while providing you with the expertise to excel in compliance management. It equips you with essential auditing skills, boosts your career prospects, and helps your organisation maintain regulatory integrity.

What will I learn in this certification training?

In this training, you will learn the principles of Compliance Management Systems, how to plan and conduct audits, and how to assess the effectiveness of a compliance system. You’ll also develop skills in reporting audit findings and ensuring continuous improvement.

What to do after this ISO 37301 Online Course?

After completing the course, you can apply your newly acquired skills in your current role, seek opportunities as a lead auditor, or advance your career in compliance management. Additionally, you can pursue further ISO certifications to enhance your expertise.

Do you provide a self-paced course?

Yes, we offer a self-paced version of the ISO 37301 Compliance Management Systems Lead Auditor Course, allowing you to learn at your own pace and convenience. This option is ideal for those with busy schedules.

Who should I contact if I am unable to access the course?

If you experience any access issues, please contact our support team via email or our 24/7 support line. We are always available to resolve any technical difficulties and ensure you have full access to the course materials.

What kind of jobs can I expect based on this certification training course?

Upon completion, you can pursue roles such as Compliance Manager, Lead Auditor, Risk Manager, or Regulatory Affairs Specialist. This certification will enhance your qualifications for positions that require compliance oversight and audit expertise.

Is there an examination for this ISO 37301 Compliance Management Systems Lead Auditor Training Course?

Yes, the course includes a certification exam at the end, which tests your knowledge and practical skills in auditing Compliance Management Systems according to ISO 37301 standards.

What is the cost/training fees for ISO 37301 Compliance Management Systems Lead Auditor Training in Edmonton?

The training fees for ISO 37301 Compliance Management Systems Lead Auditor Trainingin Edmonton starts from CAD4295

Which is the best training institute/provider of ISO 37301 Compliance Management Systems Lead Auditor Training in Edmonton?

The Knowledge Academy is the Leading global training provider for ISO 37301 Compliance Management Systems Lead Auditor Training.

What are the best ISO Certification courses in Edmonton?

Please see our ISO Certification courses available in Edmonton

Why choose us

Best price in the industry

You won't find better value in the marketplace. If you do find a lower price, we will beat it.

Many delivery methods

Flexible delivery methods are available depending on your learning style.

High quality resources

Resources are included for a comprehensive learning experience.

"Really good course and well organised. Trainer was great with a sense of humour - his experience allowed a free flowing course, structured to help you gain as much information & relevant experience whilst helping prepare you for the exam"

Joshua Davies, Thames Water

Looking for more information on ISO Certification?

Back to course information

Upcoming classes
Package deals

Get a custom course package

We may not have any package deals available including this course. If you enquire or give us a call on +1 6474932992 and speak to our training experts, we should be able to help you with your requirements.

Book now