Compliance Training - Costa Rica

Compliance Training

Our Compliance Courses will show individuals and businesses how to remain within the boundaries of law and regulations in areas such as banking and finance. These Compliance Courses provide and promote the knowledge and skills to navigate rules and regulations responsibly in specific standards.

REASONS TO CHOOSE

Learn about the latest regulatory requirements and legal standards
Gain insights into effective compliance strategies and practices
Understand the consequences of non-compliance for organisations
Benefits include mitigating risks and enhancing business integrity
Elevate your decision-making and policy adherence with Compliance Training

View courses

Compliance Training

Duration

Online Instructor-led (2 days)

Online Self-paced (16 hours)

PCI DSS Implementer Course Outline

Module 1: Scoping and Assessment

Professionals to Assist with PCI DSS Assessments
Reporting Results of PCI DSS Assessments
Choosing an Approved Scanning Vendor
PCI DSS Assessment Process

Module 2: Attestation of Compliance for Report – Merchants and Service Provider

Assessment Information
Report on Compliance
Validation and Attestation Details

Module 3: Encryption Key Management Essentials

What is Encryption Key Management?
Encryption Key Management and PCI Compliance
Project Planning and Estimation Tools
NIST Recommendation for Key Management
Types of Encryption Keys
How Encryption Key Systems Work?
Full Life-Cycle of Keys
Segregated Roles in Key Management

Module 4: Patch Management and Software Development

What are Security Patches?
Update the Software
Tips for Patch Management and PCI Requirement
Create Processes for Software Development
Use Web Application Firewalls
Compensating Controls for Patches and Vulnerabilities

Module 5: Tokenisation PCI DSS Requirements

What is PCI DSS Tokenisation?
Considerations for Implementing PCI DSS Tokenisation
What is the PCI DSS Tokenisation Requirements?
Tokenisation PCI DSS System Design
PCI DSS Token Mapping Requirements
PCI DSS Card Data Vault Requirements
Optimise PCI Data Encryption and Tokenisation

Module 6: PCI Penetration Testing

What is PCI DSS Penetration Testing?
How is a Penetration Test Different from a Vulnerability Scan?
PCI Penetration Testing Requirements
PCI Penetration Testing Methodology
PCI Penetration Test Components
Methods of Penetration Tests
Penetration Testing Reporting Guidelines
Penetration Test Report Evaluation Tool

Module 7: Managing Third-Party Risks

List of Service Providers
Agreements with Service Providers
Perform Due Diligence on the Service Providers
Evaluate Your Service Providers
Determine the Requirements

Module 8: Document Changes

Introduction
Change Types
Changes to PCI DSS Introductory Sections
General Changes to PCI DSS Requirements
Additional Changes per Requirement
New Requirements

Module 9: Best Practices for Implementing PCI DSS

Monitoring of Security Controls
Ensuring All Failures
Review Changes to the Environment
Changes to Organisational

More information

See dates & prices

Who should attend this PCI DSS Implementer Course?

The PCI DSS Implementer Training Course is designed for professionals who are responsible for implementing and maintaining Payment Card Industry Data Security Standard (PCI DSS) compliance within their organisations. This Compliance Training can be beneficial for a wide range of professionals, including:

IT Security Managers
Compliance Managers
IT Managers
Information Security Officers
Risk Managers
Network Administrators
Security Analysts

Prerequisites of the PCI DSS Implementer Course

There are no formal prerequisites for attending this PCI DSS Implementer Training Course. However, it is recommended to complete the PCI DSS Foundation Course, before attending the Implementer Training.

PCI DSS Implementer Course Overview

The Payment Card Industry Data Security Standard (PCI DSS) is a pivotal framework for securing credit and debit card transactions against data theft and fraud. This course introduces the fundamentals of PCI DSS, underscoring its critical role in protecting cardholder data within various business environments.

Proficiency in PCI DSS is essential for IT security and Compliance Professionals, including Security Managers, Auditors, and Consultants, aiming to safeguard payment card data. Mastery of this standard is crucial for those responsible for implementing and maintaining payment security systems, ensuring robust defence against data breaches.

This intensive 2-days Compliance Training by The Knowledge Academy is designed to equip delegates with the knowledge and skills to implement PCI DSS effectively within their organisations. Delegates will learn best practices for compliance, risk assessment techniques, and strategies for securing payment card data, enhancing their organisation's security posture and compliance status.

Course Objectives

To understand the scope and significance of PCI DSS in protecting cardholder data
To identify the key components and requirements of PCI DSS
To learn the process of implementing PCI DSS compliance in an organisation
To gain insights into effective risk assessment and mitigation strategies
To explore the latest updates and best practices in PCI DSS compliance

After completing Compliance Certification Courses, delegates will receive a PCI DSS Implementer Certification, affirming their proficiency in implementing and managing PCI DSS compliance. This Compliance Training Certification will bolster their professional expertise and significantly enhance their value to employers in the increasingly critical field of payment security.

More information

See dates & prices

What’s included in this PCI DSS Implementer Training Course?

World-Class Training Sessions from Experienced Instructors
PCI DSS Implementer Certificate
Digital Delegate Pack

More information

See dates & prices

More information

See dates & prices

Duration

Online Instructor-led (1 days)

Online Self-paced (8 hours)

PCI DSS Foundation Course Outline

Module 1: Introduction to PCI DSS

What is the PCI DSS?
Who has to Comply with the PCI DSS?
Benefits of PCI DSS Compliance
Penalties for Non-Compliance with the PCI DSS

Module 2: Building and Maintaining Secure Network

Install and Maintain Firewall Configuration
System Passwords and Other Security Parameters

Module 3: Protecting Data

Protect Cardholder Data
Protect Stored Cardholder Data
Encrypt Transmission of Cardholder Data

Module 4: PCI DSS Compliance Requirements

PCI DSS Compliance
12 PCI DSS Requirements
PCI DSS Compliance Checklist
Additional PCI DSS Requirements
Future of PCI Compliance

Module 5: Understanding PCI DSS v4.0

Approaches for Implementing and Validating PCI DSS
PCI DSS Validation Approaches
Understanding the Layout and Content in PCI DSS

Module 6: Prioritise Approach to Pursue PCI DSS Compliance

What is the Prioritised Approach?
Objectives of the Prioritised Approach
Milestones for Prioritising PCI DSS Compliance Efforts
Mapping the Prioritised Approach Milestones to PCI DSS v4.0 Requirement

More information

See dates & prices

Who should attend this PCI DSS Foundation Course?

The PCI DSS Foundation Course is designed for individuals who are new to Payment Card Industry Data Security Standard (PCI DSS) compliance and want to gain a foundational understanding of its principles. This Compliance Training can be beneficial for a wide range of professionals, including:

IT Managers
Security Analysts
Compliance Managers
Risk Managers
Network Administrators
Auditors and Assessors
Retail Managers and E-commerce Professionals

Prerequisites of the PCI DSS Foundation Course

There are no formal prerequisites for this PCI DSS Foundation Course. However, a basic understanding of Information Security can be beneficial for the delegates.

PCI DSS Foundation Course Overview

The Payment Card Industry Data Security Standard (PCI DSS) is a crucial set of policies and procedures to secure credit, debit, and cash card transactions. It protects against misuse of cardholders' personal information. This course introduces the essentials of PCI DSS, emphasising its importance in today's digital commerce landscape.

Mastery of PCI DSS is imperative for professionals involved in payment security, including IT security specialists, compliance officers, and Finance Professionals. It is crucial for anyone responsible for handling card payments directly or indirectly to ensure the security and integrity of payment systems.

This 1-day Compliance Training by The knowledge Academy equips delegates with the foundational knowledge required to effectively understand and implement PCI DSS standards. Attendees will learn to navigate the complexities of compliance, reduce the risk of data breaches, and safeguard consumer information, thereby supporting the integrity of their organisations.

Course Objectives

To understand the PCI DSS's objectives and requirements
To identify the key components of a secure payment environment
To comprehend the roles and responsibilities in the PCI ecosystem
To learn about the compliance process and how to apply it effectively
To assess risks and vulnerabilities within payment card processing

After completing Compliance Courses, delegates will receive a PCI DSS Foundation certification, affirming their understanding of the standard's core principles and practices. This Compliance Training Certification shows commitment to payment security and positions individuals as knowledgeable professionals ready to contribute to their organisation's compliance and security efforts.

More information

See dates & prices

What’s included in this PCI DSS Foundation Training Course?

World-Class Training Sessions from Experienced Instructors
PCI DSS Foundation Certificate
Digital Delegate Pack

More information

See dates & prices

More information

See dates & prices

Duration

Online Instructor-led (1 days)

Online Self-paced (8 hours)

Introduction to Basel IV Training Course Outline

Module 1: Revision of the Standardised Approach for Credit Risk

What is Standardised Approach?
Provisions in Detail

Module 2: Future of the IRB Approach

Basel Committee’s Initiative to Improve the IRB Approach
Definition of Default
Risk Estimates
Treatment of Defaulted Assets

Module 3: New Standardised Approach to Measure Counterparty Credit Risk (SA-CCR)

Counterparty Credit Risk
Measurement of Counterparty Credit Risk According to SA-CCR
Expected Impact on the Banking Industry

Module 4: New Basel Securitisation Framework and Basel IV for Funds

Current EU Securitisation Framework
Revisions to the Securitisation Framework
Assignment to the Trading Book or Banking Book
Own Funds Requirements for Funds in the Banking Book

Module 5: New Framework for Market Risks

Trading Book Boundary
Revised Standardised Approach for Market Price Risks
Internal Model Approach for Market Risk (IMA-TB)

Module 6: CVA Risk Capital Charge Framework

Credit Valuation Adjustment (CVA)
FRTB-CVA Framework
Basic CVA Framework
Additional Aspects and Expected Effects

Module 7: New Basel Framework for Large Exposures

Scope
Large Exposure Limits
Eligible Capital
Counterparties and Connected Counterparties
What is Exposure?
Assessment Base
Recognition of Credit Risk Mitigation
Exemptions
Look Through of Funds and Securitisations
Regulatory Reposting

Module 8: TLAC and MREL

Regulations in Detail
Operational Impact

More information

See dates & prices

Who should attend this Introduction to Basel IV Training Course?

The Introduction to Basel IV Course is designed for professionals in the financial sector seeking to understand the latest regulatory framework and its implications. This Compliance Training can be beneficial for a wide range of professionals, including:

Credit Officers
Risk Managers
Bankers and Financial Executives
Regulatory and Compliance Officers
Financial Analysts
Economists
Financial Consultants

Prerequisites of the Introduction to Basel IV Training Course

There are no formal prerequisites for this Introduction to Basel IV Course. However, a basic understanding of banking and finance can be beneficial for the delegates.

Introduction to Basel IV Training Course Overview

Basel IV represents the latest phase in the Basel Accords, aiming to refine and enhance banking regulatory frameworks worldwide. Its implementation is pivotal for ensuring financial stability and promoting risk management practices across the banking sector. Understanding Basel IV is crucial for navigating the complexities of modern banking regulations.

Mastering Basel IV is essential for Risk Management, Compliance, and Financial Reporting Professionals within the banking industry. Proficiency in this area ensures institutions can effectively meet regulatory requirements, manage financial risks, and optimise capital efficiency. This course particularly benefits bankers, financial analysts, and regulatory professionals seeking to enhance their expertise.

This 1-day Compliance Training by The Knowledge Academy course is designed to equip delegates with a comprehensive understanding of Basel IV's key components, including its regulatory scope and the implications for capital requirements. Delegates will gain insights into the practical application of these standards, enabling them to implement effective compliance and risk management strategies within their organisations.

Course Objectives

To provide a detailed overview of the Basel IV framework and its global impact on the banking sector
To understand the key differences between Basel III and Basel IV, including enhancements in risk sensitivity and capital requirements
To analyse the implications of Basel IV on capital adequacy, credit risk, market risk, and operational risk management
To explore the reporting requirements under Basel IV and their impact on financial disclosures
To develop strategies for effective compliance with Basel IV standards

After completing Compliance Courses, delegates will receive a certification affirming their proficiency in Basel IV. This certification demonstrates a commitment to regulatory compliance in banking. With this Compliance Training accreditation, individuals will be better positioned to contribute to their organisation's strategic objectives and regulatory adherence.

More information

See dates & prices

What’s included in this Introduction to Basel IV Training Course?

World-Class Training Sessions from Experienced Instructors
Introduction to Basel IV Certificate
Digital Delegate Pack

More information

See dates & prices

More information

See dates & prices

Duration

Online Instructor-led (1 days)

Online Self-paced (8 hours)

Security Governance and Compliance Training Course Outline

Module 1: Introduction to Security Governance

Introduction
Approaches to Security Governance
Governance Processes
Implementation

Module 2: Aspect of Cyber Security Governance

Strategic Integration
Allied Disciplines
Cyber Risk Mitigation Approach
Adaptability and Agility
Senior Engagement
Cyber Risk Analytics

Module 3: Assessing an Organisation’s Cyber Security Governance

Introduction
Cyber Prep Levels
- Level 1
- Level 2
- Level 3
- Level 4
- Level 5

Module 4: Compliance Management

What is Compliance Management?
Essentials of Successful Compliance Programme
Significance of Compliance
Devising Proper Systems to Ensure Compliance
Ensuring Adequacy and Effectiveness of Compliance System
Internal Compliance Reporting Mechanisms
Use of Technology for Compliance Management

Module 5: Internal Control

Introduction
Nature, Scope, and Elements
Techniques of Internal Control System
Steps for Internal Control
Coso’s Internal Control Framework
Role and Responsibilities with Regard to Internal Control

Module 6: Reporting

Introduction
Financial Reporting
Non-financial Reporting
Board Reporting
Corporate Social Responsibility Report
Corporate Sustainability Reporting
Global Reporting Initiative
Sustainability Reporting Framework
Challenges in Mainstreaming Sustainability Reporting
Integrated Reporting
Relation Between Integrated Reporting and Sustainability Reporting

More information

See dates & prices

Who should attend this Security Governance and Compliance Training Course?

The Security Governance and Compliance Training Course is designed for individuals who want to learn the principles and practices that ensure an organisation meets its Information Security obligations, both internally and as mandated by external regulatory bodies. This Compliance Training can be beneficial for a wide range of professionals, including:

Information Security Officers
Compliance Officers
IT Managers and Executives
Internal and External Auditors
Risk Management Professionals
Data Privacy Officers
Business Continuity and Disaster Recovery Planners
Security Consultants

Prerequisites of the Security Governance and Compliance Training Course

There are no formal prerequisites for attending this Security Governance and Compliance Training Course.

Security Governance and Compliance Training Course Overview

Security Governance and Compliance are pivotal in ensuring that organisations adhere to regulatory standards and protect against cyber threats. This training delves into the frameworks and strategies essential for managing security policies, procedures, and compliance requirements effectively.

Proficiency in Security Governance and Compliance is crucial for IT Professionals, Security Managers, and Compliance Officers. Mastering these areas ensures that organisations can mitigate risks, adhere to legal and regulatory obligations, and safeguard their information assets against evolving cyber threats.

This intensive 1-day Compliance Training by The knowledge Academy equips delegates with the knowledge and skills to implement and manage an effective security governance framework. Delegates will learn to navigate compliance requirements with greater confidence, improving their organisation's security posture and compliance status.

Course Objectives

To understand the principles and importance of Security Governance
To grasp the complexities of compliance regulations and standards
To learn how to design and implement security policies and frameworks
To develop skills for effective risk management and mitigation
To enhance capabilities in managing security within legal and ethical guidelines

After completing Compliance Courses, delegates will receive a certification in Security Governance and Compliance. This Compliance Training Certification validates individuals' expertise in managing information security and regulatory compliance.

More information

See dates & prices

What’s included in this Security Governance and Compliance Training Course?

World-Class Training Sessions from Experienced Instructors
Security Governance and Compliance Certificate
Digital Delegate Pack

More information

See dates & prices

More information

See dates & prices

Duration

Online Instructor-led (1 days)

Online Self-paced (8 hours)

Effective Compliance Training Course Outline

Module 1: Introduction to Effective Compliance

Compliance Overview
Compliance Sources
Core Elements of a Compliance Programme
Effectiveness Measures
True Value of an Effective Compliance Programme
Common Areas of Compliance
Who is Responsible for Compliance Management?
Risk Based Compliance Management Solutions

Module 2: Effectiveness a Two-Dimensional Evaluation

Effort Defined
Definition of Outcome
Outcome Assessment

Module 3: Measuring Effectiveness Compliance Programme Indicators

Policies and Procedures
Ongoing Education and Training
Open Lines of Communication
Ongoing Monitoring and Auditing
Enforcement and Discipline
Investigation, Response and Prevention

Module 4: Psychology of Compliance

Techniques Used
- Door in the Face Technique
- Foot in the Door Technique
- Lowball Technique
- Ingratiation
Research
Factors Influence Compliance

Module 5: Effective Compliance Training Methods

Delivering Effective Programmes
- Facilitated Training
- Web-Based Training
- PowerPoint Lecture Approach
- Talking Head Videos
- Written Self-Study
Methods of Evidencing Training Effectiveness

More information

See dates & prices

Who should attend this Effective Compliance Training Course?

The Effective Compliance Training Course is designed to equip attendees with the knowledge, skills, and best practices to develop and implement robust compliance programmes within their organisations. This Compliance Training can be beneficial for a wide range of professionals, including:

Compliance Officers
Risk Managers
Legal Advisors
Internal Auditors
Human Resources Managers
Corporate Governance Professionals
Financial Controllers

Prerequisites of the Effective Compliance Training Course

There are no formal prerequisites for attending this Effective Compliance Training Course.

Effective Compliance Training Course Overview

Compliance is essential to modern business operations, ensuring organisations adhere to laws, regulations, and guidelines relevant to their activities. This course is designed to equip delegates with the knowledge and skills necessary to implement effective compliance strategies within their organisations, highlighting the importance of compliance in maintaining legal and ethical standards.

Proficiency in compliance is crucial for mitigating risks, avoiding legal penalties, and maintaining a company’s reputation. This course particularly benefits Compliance Officers, Managers, and professionals overseeing regulatory compliance processes. Mastering the subject will enable them to ensure their organisations operate within legal boundaries and uphold high ethical standards.

This 1-day Compliance Training by The Knowledge Academy comprehensively overviews compliance requirements and best practices. Delegates will learn to effectively develop, implement, and monitor compliance programs. The course is designed to enhance the delegates' understanding of regulatory environments, improve risk management strategies, and foster a culture of compliance within their organisations.

Course Objectives

To understand the key concepts and importance of compliance in the business environment
To identify and navigate the regulatory requirements relevant to your sector
To develop and implement effective compliance strategies
To enhance risk management through robust compliance practices
To foster a culture of ethical behaviour and compliance within the organisation

After completing Compliance Courses, delegates will receive a certification in Effective Compliance Training, signifying their understanding and ability to apply compliance principles within their professional environment. This certification will enhance their professional credentials and empower them to drive compliance initiatives.

More information

See dates & prices

What’s included in this Effective Compliance Training Course?

World-Class Training Sessions from Experienced Instructors
Effective Compliance Training Certificate
Digital Delegate Pack

More information

See dates & prices

More information

See dates & prices

Duration

Online Instructor-led (1 days)

Online Self-paced (8 hours)

Medical Compliance Training Course Outline

Module 1: Healthcare Compliance

What is Healthcare Compliance?
Core Elements of Compliance
Laws Related to Compliance
CERT and OIG Work Plan as Compliance Tools
Choosing a Compliance Point of Contact

Module 2: Healthcare Compliance Officer

Accreditation Compliance
Who’s Responsible for Healthcare Compliance?
Responsibilities of Healthcare Compliance Officer
Challenges for Healthcare Compliance Officers

Module 3: Medication Compliance

Causes of Medication Noncompliance
Medication Compliance Vs Medication Adherence
Strategies to Improve Patient Compliance with Medication

Module 4: Regulatory Compliance

Introduction to Regulatory Compliance
Regulatory Requirements for Healthcare Organisations
Healthcare Compliance Regulations
- Safeguarding Privacy and Ensuring Quality Care
- Fighting Fraud and Abuse
- Protecting Healthcare Workers and the Public

Module 5: Medicare Fraud and Abuse Laws

Federal Civil False Claims Act (FCA)
Anti-Kickback Statute (AKS)
Physician Self-Referral Law (Stark Law)
Criminal Health Care Fraud Statute
Exclusion Statute
Civil Monetary Penalties Law (CMPL)

Module 6: Medicare Anti-Fraud and Abuse Partnerships and Agencies

Health Care Fraud Prevention Partnership (HFPP)
Centres for Medicare and Medicaid Services (CMS)
Office of the Inspector General (OIG)
Health Care Fraud Prevention and Enforcement Action Team (HEAT)
General Services Administration (GSA)

More information

See dates & prices

Who should attend this Medical Compliance Training Course?

The Medial Compliance Training is essential to maintain patient safety, data privacy, and the overall integrity of medical practices. This Compliance Training can be beneficial for a wide range of professionals, including:

Healthcare Professionals
Healthcare Administrators
Legal Professionals
Quality Assurance Professionals
Risk Management Professionals
Compliance Officers
Auditors

Prerequisites of the Medical Compliance Training Course

There are no formal prerequisites for this Medical Compliance Training Course. However, prior experience in healthcare is recommended but not mandatory. Also, familiarity with medical terminology might prove to be beneficial for the delegates.

Medical Compliance Training Course Overview

Medical Compliance Training ensures that healthcare professionals adhere to legal, ethical, and professional standards within the medical sector. This training covers various aspects of compliance, including patient care, data protection, and workplace safety, highlighting its significance in safeguarding patient welfare and maintaining the integrity of healthcare practices.

Proficiency in medical compliance is crucial for Healthcare Administrators, Nurses, Doctors, and any professionals involved in patient care or patient information management. Mastering this subject ensures that healthcare providers can deliver safe, effective, and ethical care while protecting themselves and their organisations from legal repercussions and ensuring a high standard of practice.

This 1-day Compliance Training by The Knowledge Academy will equip delegates with the knowledge and skills to effectively understand and apply medical compliance principles. Delegates will learn about the latest compliance regulations, how to implement compliance strategies in their work environments, and the importance of ethical decision-making in patient care. This comprehensive overview will empower healthcare professionals to uphold their standards and contribute to their organisations.

Course Objectives

To understand the legal and ethical frameworks governing medical compliance
To recognise the importance of patient data protection and confidentiality
To implement effective compliance strategies in healthcare settings
To navigate the complexities of healthcare laws and regulations
To promote a culture of compliance and integrity within healthcare organisations

After completing Compliance Courses, delegates will receive a Certificate of Completion in Medical Compliance Training. This certification demonstrates their commitment to upholding the highest compliance standards, ethical practice, and patient care. It signals a commitment to professional development and contribution to healthcare regulation.

More information

See dates & prices

What’s included in this Medical Compliance Training Course?

World-Class Training Sessions from Experienced Instructors
Medical Compliance Certificate
Digital Delegate Pack

More information

See dates & prices

More information

See dates & prices

Duration

Online Instructor-led (1 days)

Online Self-paced (8 hours)

Consumer Protection Course Outline

Module 1: Consumer Protection - An Overview

Rationale for Consumer Protection
Who is the Consumer and What is Consumer Interest?
Who is Responsible for Consumer Protection?
A Framework for Consumer Protection

Module 2: The United Nations Guidelines for Consumer Protection

International Instruments and Consumer Protection
United Nations Guidelines for Consumer Protection
Objectives, Scope of Application and General Principles
Principles for Good Business Practices
International Cooperation
International Institutional Machinery

Module 3: Consumer Law

Consumer Law in the United Nations Guidelines for Consumer Protection
Constitutional Provisions on Consumer Protection
Framework Consumer Protection Laws
Interface Between Consumer Laws and Other Laws
Sectoral Laws
Professional Service Legislation
Intellectual Property
International Trade Law

Module 4: Consumer Protection Agencies

Consumer Protection Agencies in the United Nations Guidelines for Consumer Protection
Functions of Consumer Protection Agencies
Organizational Models for Consumer Protection Agencies
Examples of Government Agencies Within Ministries
Consultation Mechanisms
Operational Autonomy
Link with Competition
Non-Statutory Public Bodies
Changing Scope of Consumer Protection

Module 5: Business Conduct

Business Conduct in the United Nations Guidelines for Consumer Protection
Corporate Social Responsibility
European Union Definitions of Corporate Social Responsibility
ISO 26000 Guidance on Corporate Social Responsibility
OECD Guidelines for Multi-National Enterprises
Is Corporate Social Responsibility Making Progress?
Is it Possible to do Well by Doing Good?
Self-Regulation
Cross-Border Codes
Criteria for Self-Regulation
Does Collaboration Work?

Module 6: Competition Law, Consumer Interest and International Cooperation

Nature and Characteristics of Competition Law and Policy
Concepts of Competition Law
Abuse of Dominance
Cartels and Collusive Behaviour
Mergers and Acquisitions
Institutional Architecture for Competition
A Challenge for Competition Policy Coherence: Consumer Resistance to Switching
International Cooperation in the United Nations Guidelines for Consumer Protection
Applicable Law and Jurisdiction
Practical International Cooperation
International Institutional Machinery

Module 7: Consumer Protection in the Marketplace

Product Safety and Liability
Consumer Information and Education
Consumer Dispute Resolution and Redress
Electronic Commerce
Privacy and Data Protection

Module 8: Consumer Protection and Basic Goods and Services

Financial Services
Consumer Protection in the Provision of Utilities
Food for All
Consumer Protection in the Health Care Protection
Sustainable Consumption

More information

See dates & prices

Who should attend this Consumer Protection Course?

The Consumer Rights Training is designed for professionals aiming to gain a comprehensive understanding of consumer rights, laws, and strategies to ensure fair and ethical business practices. This Compliance Training can be beneficial for a wide range of professionals, including:

Legal Professionals
Regulatory Authorities
Business Owners
Entrepreneurs
Customer Service Managers
Compliance Officers
Government Officials
Consumer Advocates
Retail Managers

Prerequisites of the Consumer Protection Course

There are no formal prerequisites to attend the Consumer Protection Course.

Consumer Protection Course Overview

This Compliance Training course comprehensively explores consumer protection, emphasising its critical role in safeguarding consumer rights and ensuring fair trade practices. As global commerce expands, understanding the legal and ethical frameworks that protect consumers becomes increasingly relevant.

Proficiency in consumer protection is essential for Legal Professionals, Consumer Rights Advocates, Business Owners, and Policymakers. Mastering this subject ensures that individuals and businesses can navigate the complexities of consumer law, advocate for fair treatment, and implement practices that enhance consumer trust and satisfaction.

The 1-day Compliance Training by The Knowledge Academy is designed to equip delegates with the knowledge and skills to advocate for and apply consumer protection principles effectively. Delegates will learn through real-world case studies, interactive discussions, and expert guidance, enabling them to use what they've learned in their professional roles immediately.

Course Objectives

To understand the legal framework surrounding consumer protection
To identify common consumer rights issues and how to address them
To implement effective consumer protection strategies within businesses
To navigate the complexities of international consumer protection laws
To enhance customer satisfaction and trust through ethical practices

After completing Compliance Courses, delegates will receive a certification in Consumer Protection, signifying their expertise in the field. This certification enhances professional credibility and empowers individuals to advocate for consumer rights, implement ethical business practices, and contribute to a fairer, more transparent market.

More information

See dates & prices

What’s included in this Consumer Protection Course?

World-Class Training Sessions from Experienced Instructors
Consumer Protection Certificate
Digital Delegate Pack

More information

See dates & prices

More information

See dates & prices

Duration

Online Instructor-led (1 days)

Online Self-paced (8 hours)

Environmental, Social, and Governance (ESG) Training Course Outline

Module 1: Introduction to ESG

Understanding ESG Principles
Importance of ESG in Business
Evolution of ESG Standards
ESG Frameworks and Reporting
ESG Integration in Investment

Module 2: Environmental Sustainability

Climate Change and Its Impacts
Resource Depletion and Conservation
Pollution and Waste Management
Biodiversity and Ecosystem Preservation

Module 3: Social Impact

Overview of Social Impact
Human Rights and Labour Practices
Diversity, Equality, and Inclusion
Community Engagement and Development
Stakeholder Management and Partnerships

Module 4: Governance Factors

Ethical Leadership and ESG
Stakeholder Engagement
Transparency and Accountability
Risk Management and Compliance
Corporate Governance Structures

Module 5: ESG Reporting and Metrics

Introduction of ESG Metrics
Frameworks and Standards for ESG Reporting (GRI, SASB, TCFD)
Importance of Transparency in ESG Reporting
Stakeholder Engagement in Reporting
Strategies for Effective ESG Communication

Module 6: ESG in Investment Decisions

ESG and Responsible Investment
Understanding ESG Ratings and Indices
ESG Integration in Portfolio Management
Role of ESG in Financial Performance

Module 7: ESG Strategy Development and Implementation

Designing an Effective ESG Strategy
Stakeholder Engagement in ESG Strategy
Implementing ESG Initiatives in Operations
Monitoring and Evaluating ESG Performance

Module 8: ESG and Risk Management

Role of ESG in Enterprise Risk Management (ERM)
Identifying and Assessing ESG Risks
Integrating ESG into Risk Management Processes
ESG Risk Mitigation Strategies
ESG Stress Testing and Scenario Analysis

More information

See dates & prices

Who should attend this Environmental, Social, and Governance (ESG) Training Course?

The Environmental, Social, and Governance (ESG) Training Course is designed for individuals who want to understand the concepts, practices, and implications of ESG factors in business and investing. This Compliance Training can be beneficial for a wide range of professionals, including:

Investment Professionals
Financial Analysts
Sustainability Managers
Risk Managers
Compliance Professionals
Consultants and Advisors
Public Policy Professionals

Prerequisites of the Environmental, Social, and Governance (ESG) Training Course

There are no formal prerequisites for this Environmental, Social, and Governance (ESG) Training Course.

Environmental, Social, and Governance (ESG) Training Course Overview

Environmental, Social, and Governance (ESG) principles rapidly become essential metrics for evaluating organisations worldwide. This training course introduces delegates to the fundamentals of ESG and underscores its growing importance in today's sustainability-focused business landscape.

Proficiency in ESG is crucial for professionals seeking to align business practices with sustainable development goals. It is particularly relevant for Executives, Sustainability Officers, and Finance Professionals who aim to integrate ESG considerations into strategic decision-making and reporting.

This 1-day intensive training by The Knowledge Academy equips delegates with the knowledge and tools necessary to implement and report on ESG initiatives effectively. Delegates will learn to navigate the complexities of ESG criteria, enabling them to make informed decisions that drive sustainable business success.

Course Objectives

To understand the key components and importance of ESG in the modern business context
To identify and apply ESG principles in organisational strategy and operations
To enhance decision-making processes with a comprehensive understanding of ESG metrics
To prepare effective ESG reports in line with global standards
To recognise the impact of ESG factors on financial performance and investment decisions

After completing Compliance Courses, delegates will receive a certification in Compliance Training, which signifies their understanding and capability to apply ESG principles in their organisation. This Compliance Certification will empower professionals, fostering a culture of responsible business practices for long-term value creation.

More information

See dates & prices

What’s included in this Environmental, Social, and Governance (ESG) Training Course?

World-Class Training Sessions from Experienced Instructors
Environmental, Social, and Governance (ESG) Certificate
Digital Delegate Pack

More information

See dates & prices

More information

See dates & prices

Duration

Online Instructor-led (1 days)

Online Self-paced (8 hours)

Corporate Governance Training Course Outline

Module 1: Introduction to Corporate Governance

Meaning of Corporate Governance
Importance of Corporate Governance
Benefits of Good Corporate Governance
Objectives of Corporate Governance

Module 2: Theoretical Aspects of Corporate Governance

Introduction
Theories associated with the development of Corporate Governance
Agency Theory
Stakeholder Theory
Stewardship theory
Convergence

Module 3: Corporate Governance Codes

What is the Corporate Governance Code?
Role of Codes in Convergence of Governance Practices
Growth in Corporate Governance Codes

Module 4: Mechanisms of Corporate Governance

Internal Mechanisms
External Mechanisms

Module 5: Owners and Stakeholders

Shareholders and Stakeholders
Stakeholder Groups
Role of Shareholders and Stakeholders
Guidance on Shareholder’s and Stakeholder’s Interests
Ownership Structures
Family-Owned Firms and Governance

Module 6: Role of Institutional Investors in Corporate Governance

Overview
Growth of Institutional Share Ownership
Influence of Institutional investors
Corporate Governance and Performance
Tools of Corporate Governance

Module 7: Socially Responsible Investment (SRI)

SRI and Corporate Governance
Strategies for SRI
International Guidance
Corporate Social Responsibility
Impact on Shareholder Value

Module 8: Directors and Board Structure, Performance and Remuneration

Introduction
Roles, Duties and Responsibilities
Unitary Board versus Dual Board
Board Diversity
Director’s Renumeration Debate
Key Elements of Director’s Renumeration
Role of Renumeration Committee and Consultants
Performance Measures

More information

See dates & prices

Who should attend this Corporate Governance Training Course?

The Corporate Governance Training Course is designed for individuals who want to understand the principles, practices, and frameworks that govern the management and oversight of corporations. This Compliance Training can be beneficial for a wide range of professionals, including:

Board Members and Directors
C-Suite Executives
Corporate Secretaries
Compliance Professionals
Investors and Shareholders
Risk Managers
Auditors and Accountants

Prerequisites of the Corporate Governance Training Course

There are no formal prerequisites for this Corporate Governance Training Course.

Corporate Governance Training Course Overview

Corporate governance stands at the heart of how businesses operate, ensuring accountability, fairness, and transparency in a company's relationship with its stakeholders. This course delves into the principles and practices that underpin effective corporate governance, highlighting its significance in today's business landscape.

Mastering corporate governance is crucial for professionals aiming to uphold the highest standards of conduct within their organisations. It is vital for Board Members, Senior Executives, Compliance Officers, and Corporate Secretaries. Proficiency in this area ensures companies operate ethically, enhancing their reputation and sustainability.

This 1-day Compliance Training by The Knowledge Academy is designed to equip delegates with a comprehensive understanding of corporate governance frameworks and strategies. Delegates will learn how to implement best practices in their organisations, effectively manage stakeholder relationships, and navigate the complexities of regulatory compliance. Compliance Courses will give delegates the knowledge and skills to uphold ethical business practices and excellent governance.

Course Objectives

To understand the key concepts and importance of corporate governance
To identify the roles and responsibilities of board members and executives in governance
To explore the regulatory environment and its impact on governance
To examine ethical considerations and their importance in corporate governance
To learn how to manage stakeholder relationships and enhance corporate accountability

After completing Compliance Courses, delegates will receive a certification in Corporate Governance Training. This Compliance Certification acknowledges their commitment to maintaining the highest governance standards and ethical conduct within their organisations.

More information

See dates & prices

What’s included in this Corporate Governance Training?

World-Class Training Sessions from Experienced Instructors
Corporate Governance Certificate
Digital Delegate Pack

More information

See dates & prices

More information

See dates & prices

Duration

Online Instructor-led (1 days)

Online Self-paced (8 hours)

Introduction to Basel III Course Outline

Module 1: Introduction to Basel III

Overview
Three Pillars of Basel III
- Capital Requirements
- Leverage Ratio
- Liquidity Requirements
Financial Stability and Basel III
Investors and Basel III

Module 2: Financial Markets

What is Financial Market?
Financial Companies
Types of Financial Market
Intermediary Functions of the Financial Markets
Financial Functions of Financial Markets

Module 3: Repo and Interbank Market Changes

What is Repo Rate?
Interbank Market
How do Banks Determine the Price?
How does a Bank Offset Risks?

Module 4: Regulatory Responses

What are Regulatory Responses?
Examples of the Responses to Financial Crisis

Module 5: Capital Adequacy

What is Capital Adequacy Ratio?
What is CRAR?
Core Capital
Tier One Capital
Tier Two Capital

Module 6: Trading Book Capital Charges

What is Trading Book?
What is ‘Book Value’?
Historical Costs
Mark-to-Market Valuations
Price-to-Book Ratio

Module 7: Asset-Backed Securitisations

What is Asset-Backed Security?
Three Tranches of ABS
Types of Asset-Backed Securitisations
- Home Equity Loans
- Credit Card Receivables
- Standard Cost Utilities

Module 8: Value at Risk

What is Value at Risk?
Techniques to Calculate VAR
- Historical Method
- Variance-Covariance Method
- Monte Carlo Simulation

Module 9: Ring-Fencing

What is Ring-Fencing?
Examples of Ring-Fencing

Module 10: Gross Leverage

Gross Leverage Ratio
Equity Multiplier
Consumer Leverage Ratio

More information

See dates & prices

Who should attend this Introduction to Basel III Training?

The Introduction to Basel III Course is designed for professionals working in the financial sector to navigate the regulatory landscape, manage risks effectively, and ensure compliance with international standards. This Compliance Training can be beneficial for a wide range of professionals, including:

Bankers and Financial Executives
Risk Managers
Regulatory and Compliance Officers
Financial Analysts
Auditors
Economists
Financial Consultants

Prerequisites of the Introduction to Basel III Training Course

There are no formal prerequisites for this Introduction to Basel III Course. However, a basic understanding of banking and finance can be beneficial for the delegates.

Introduction to Basel III Training Course Overview

Basel III represents a regulatory framework designed to strengthen regulation, supervision, and risk management within the banking sector. This course introduces its critical components and the necessity of its implementation in the wake of the global financial crisis, highlighting its relevance in today's financial landscape.

Mastery of Basel III is essential for Banking Professionals, Risk Managers, Compliance Officers, and Financial Analysts. Understanding these regulations helps mitigate financial risks, enhance liquidity standards, and promote greater stability within the financial system. Professionals aiming to excel in banking and finance should seek proficiency in Basel III to navigate regulatory challenges effectively.

This 1-day Compliance Training by The Knowledge Academy will equip delegates with a comprehensive understanding of Basel III's key principles, requirements, and implementation challenges. Delegates will gain insights into risk management practices, capital adequacy strategies, and liquidity requirements, enabling them to contribute towards stronger regulatory compliance and risk mitigation within their organisations.

Course Objectives

To introduce the Basel III regulatory framework and its global impact on banking regulation
To elucidate the core components of Basel III, including capital requirements, liquidity ratios, and leverage constraints
To explore the implications of Basel III on banking operations and financial markets
To provide practical insights into implementing Basel III requirements within banking institutions
To enhance understanding of risk management practices in light of Basel III regulations

After completing Compliance Courses, delegates will receive a certification affirming their understanding of Basel III regulations. This Compliance Certification will not only bolster their professional credentials but also signify their ability to contribute to the resilience and stability of the financial system through informed regulatory compliance and risk management practices.

More information

See dates & prices

What’s included in this Introduction to Basel III Training Course?

World-Class Training Sessions from Experienced Instructors
Introduction to Basel III Certificate
Digital Delegate Pack

More information

See dates & prices

More information

See dates & prices

Not sure which course to choose?

Speak to a training expert for advice if you are unsure of what course is right for you. Give us a call on + 1-866 272 8822 or Enquire.

Compliance Training FAQs

What is Compliance Training?

Compliance Training is an educational programme aimed at teaching employees the legal and regulatory standards they must adhere to within their professional roles.

What topics are covered in the Compliance Certification Training ?

Compliance Training Courses typically cover Trading Book Capital Charges, Financial Markets, Social Impact, Governance Factors, Consumer Law, Business Conduct, Effective Compliance Training Methods, etc.

What are the benefits of taking Compliance Courses?

Taking Compliance Courses enhances professional credibility, ensures understanding of regulatory requirements, improves job prospects, increases earning potential, and enables individuals to contribute to their organisation's ethical and legal integrity.

What are the skills required to attend the Compliance Training Course?

To attend Compliance Courses, one typically needs a basic understanding of legal and regulatory frameworks, attention to detail, analytical skills, ethical judgement, communication abilities, and a willingness to learn and adapt to evolving compliance standards.

What are the objectives of Compliance Certification Course?

Compliance Training aims to educate employees about legal and policy requirements to prevent and detect violations, ensuring an organisation operates ethically, responsibly, and in accordance with applicable laws and regulations.

How can Compliance Training help businesses?

Compliance Training helps businesses mitigate risks, adhere to legal and ethical standards, enhance reputation, and improve operational efficiency, fostering a culture of compliance and accountability within the organisation.

What are the levels of difficulty for these Compliance Courses?

Our Compliance Training range from beginner to advanced levels, catering to professionals with varying expertise, ensuring both foundational knowledge and deep specialisations are covered.

What do the Compliance Training Courses include?

The Compliance Training Courses include comprehensive modules on regulations, legal frameworks, industry standards, and best practices, along with case studies, quizzes, and interactive sessions for practical understanding.

What is the duration of these Compliance Certification Courses?

The duration of this Online Compliance Training varies. Please check the course page of the desired course you wish to pursue to know the exact duration.

Who should I contact if I am unable to access my Compliance Training?

If you are unable to access your Compliance Training, contact the support team via email or phone provided in your course confirmation details for immediate assistance.

Will I receive a certification after this Compliance Training?

Yes, upon successful completion of the Compliance Training, you will receive a certification that acknowledges your understanding and mastery of the course material.

What will I learn from these Compliance Certification Courses?

From these Compliance Courses, you'll learn legal standards, ethical practices, industry regulations, risk management, corporate governance, and how to ensure organisational adherence to laws and guidelines.

What are the job opportunities available after completing Compliance Training Courses?

After completing Compliance Training Courses, job opportunities include roles as Compliance Officers, Risk Managers, Legal Advisors, Internal Auditors, Regulatory Affairs Specialists, and Compliance Analysts in various industries.

Do you provide self-paced Compliance Certification Training?

Yes, we offer self-paced Compliance Certification Training, allowing delegates to learn at their convenience with access to comprehensive online resources and materials.

Do you provide corporate training for this Compliance Training Course?

Yes, we provide corporate training for our Compliance Training Course tailored to meet the specific needs of your organisation, ensuring relevant and effective learning experiences for your team.

Who should attend this Compliance Courses?

This Compliance Courses are designed for professionals involved in regulatory and compliance functions, such as compliance officers, risk managers, auditors, and executives looking to ensure adherence to legal standards.

Who should I contact if I am unable to access Compliance Courses?

If you face any issues accessing Compliance Courses material, you can contact our customer support team, who will provide quick assistance to resolve the issue.

Why choose The Knowledge Academy in Costa Rica over others?

The Knowledge Academy in Costa Rica is a prestigious training provider known for its extensive course offerings, expert instructors, adaptable learning formats, and industry recognition. It's a dependable option for those seeking these courses.

What are the best Compliance Training courses in Costa Rica?

Please see our Compliance Training courses available in Costa Rica

Which is the best training institute/provider of Compliance Training in Costa Rica?

The Knowledge Academy is the Leading global training provider for Compliance Training.

What is the cost/training fees for Compliance Training in Costa Rica

The training fees for Compliance Training in Costa Rica starts from $2295

Why we're the go to training provider for you

Best price in the industry

You won't find better value in the marketplace. If you do find a lower price, we will beat it.

Trusted & Approved

We are accredited by PeopleCert on behalf of AXELOS

Many delivery methods

Flexible delivery methods are available depending on your learning style.

High quality resources

Resources are included for a comprehensive learning experience.

"Really good course and well organised. Trainer was great with a sense of humour - his experience allowed a free flowing course, structured to help you gain as much information & relevant experience whilst helping prepare you for the exam"

Joshua Davies, Thames Water