Course information

MiFID II Professional Course Outline

Module 1: Introduction to MiFID

  • What is MiFID?
  • What is MiFID II?

Module 2: Market Structure

  • Regulated Markets
  • Systematic Internalisers
  • Organised Trading Facility
  • OTFs Specific Rules
  • Multilateral Trading Facilities
  • MTFs Rules
  • Advantages of MTFs
  • SI Obligations
  • Trading Obligation for Derivatives
  • On-Venue Trading Obligations

Module 3: Transparency

  • Overview
  • Waivers
  • Deferrals

Module 4: Organisational Requirements

  • Corporate Governance
  • Principles for Businesses
  • Remuneration
  • Title Transfer Collateral

Module 5: Conduct of Business

  • Inducements
  • Suitability and Appropriateness
  • Best Execution

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Who should attend this MiFID II Professional Course?

The MiFID II Professional Training Course provides financial professionals with an in-depth knowledge of MiFID II and its regulatory framework. This course can benefit a wide range of professionals, including:

  • Compliance Officers
  • Legal and Regulatory Professionals
  • Investment Advisors and Managers
  • Brokerage and Trading Professionals
  • Risk Management
  • Financial Analysts
  • Regulatory Consultants

Prerequisites of the MiFID II Professional Course

There are no formal prerequisites for attending this MiFID II Professional Course.

MiFID II Professional Course Overview

In 2007 the European Union first attempt to regulate the financial market saw the introduction of MiFID I the effect of which was a harmonised transaction reporting regime across Europe. In MiFID II, the European Commission takes the current objective of transaction reporting - the detection and investigation of potential market abuse – and expands it into supporting “market integrity”.

MiFID II requires major implementation changes and a reassessment of existing business models. The original MiFID led to a major shift in the cash equity markets, and the MiFID II impact will be even more pronounced, to cover the way almost all OTC products are priced, traded and reported. 

The original MiFID Transaction Reporting provides a platform for European Market participants to gain an appreciation of changes introduced by MiFID II and get ahead of the forthcoming MiFIR Transaction Reporting through developing a reporting model to suit their business.

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What’s included in this MiFID II Professional Course?

  • World-Class Training Sessions from Experienced Instructors 
  • MiFID II Professional Certificate
  • Digital Delegate Pack

Why choose us

Our Hong Kong venue

Includes..

Free Wi-Fi

To make sure you’re always connected we offer completely free and easy to access wi-fi.

Air conditioned

To keep you comfortable during your course we offer a fully air conditioned environment.

Full IT support

IT support is on hand to sort out any unforseen issues that may arise.

Video equipment

This location has full video conferencing equipment.

Hong Kong is an autonomous territory of the People’s Republic of China and can be located on the southern coast of China. Hong Kong has a population of around 7 million people. The education system in Hong Kong is mostly based around the English system and it is overseen by the Education Bureau and the Social Welfare Department. One of the earliest schools in Hong Kong was Li Ying College established in 1075. The education level begins with preschool education that is payable education, paid by pupil’s parents. The primary and secondary education is mandatory for every child in Hong Kong to attend from the age of 6 to 18. Higher education remains exclusive in Hong Kong and adult education is a growing sector in Hong Kong, with two non-profit school running evening courses. The University of Hong Kong was founded in 1911 and is the oldest tertiary (higher education) institution in Hong Kong and is organised into 10 academic faculties with English as the main language of instruction. The Education Bureau in Hong Kong also provides educational services for immigrant children from mainland China and other countries. Hong Kong also has 175 internal schools.

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Address

62/F & 66/F
The Center
99 Queens Road
Central
Hong Kong

T: +852 2592 5349

Ways to take this course

Experience live, interactive learning from home with The Knowledge Academy's Online Instructor-led Markets In Financial Instruments Directive Courses | MiFID II Professional Training in Hong Kong. Engage directly with expert instructors, mirroring the classroom schedule for a comprehensive learning journey. Enjoy the convenience of virtual learning without compromising on the quality of interaction.

Unlock your potential with The Knowledge Academy's Markets In Financial Instruments Directive Courses | MiFID II Professional Training in Hong Kong, accessible anytime, anywhere on any device. Enjoy 90 days of online course access, extendable upon request, and benefit from the support of our expert trainers. Elevate your skills at your own pace with our Online Self-paced sessions.

What our customers are saying

Markets In Financial Instruments Directive Courses | MiFID II Professional Training in Hong Kong FAQs

A MiFID II Professional is an individual or firm qualified under the Markets in Financial Instruments Directive (MiFID II), allowing them to offer financial services across the European Economic Area while adhering to stringent regulatory standards.
Firms offering investment services or financial advice across the European Union, including investment firms, trading venues, and market operators dealing in shares, bonds, derivatives, and other financial instruments, require a MiFID license.
The three pillars of MiFID are investor protection, market transparency, and financial stability. These pillars ensure that firms operate with high ethical standards, safeguarding investors and promoting a well-regulated, transparent market.
Retail clients receive the highest level of protection under MiFID, with stricter regulations. Professional clients are deemed more experienced and knowledgeable, thus subject to less protection compared to retail clients.
The course is ideal for Compliance Officers, Financial Advisors, Investment Managers, and professionals in the financial sector who want to gain a deeper understanding of MiFID II regulations and their impact.
Yes, 24/7 support is available throughout this MiFID II Professional Training. Delegates can access help for any technical issues, queries regarding course materials, or assistance with accessing the training platform at any time.
The MiFID II Certification Training includes access to course materials, instructor-led sessions, hands-on case studies, and a digital delegate pack. The Knowledge Academy also offers ongoing access to resources and a certificate upon completion.
The duration of this MiFID II Training Course spans 1 day. For self-paced courses, the duration may vary based on the delegate's schedule, allowing flexibility to complete the training at their own pace.
This certification aims to provide delegates with comprehensive knowledge of MiFID II regulations, enabling them to ensure compliance within their organisations while improving operational efficiency and transparency.
This MiFID II Course ensures a solid understanding of MiFID II regulations, improving compliance, reducing operational risk, and enhancing career prospects in regulatory roles or financial services.
There are no formal prerequisites for taking this MiFID II Professional Training Course. However, delegates with a background in finance, law, or compliance will benefit from a deeper understanding of the course content.
The MiFID II Professional Certification Course is designed for intermediate to advanced delegates, particularly those already working in finance, compliance, or related fields.
Holding this MiFID II Training Certification demonstrates your expertise in regulatory compliance and enhances your credibility, making you a valuable asset to firms operating under MiFID II regulations.
This MiFID II Professional Training equips you with the critical skills to navigate complex MiFID II regulations, helping you ensure compliance and avoid costly penalties while enhancing your career prospects in the financial services industry.
Compliance Officers, Legal Advisors, Investment Professionals, and Financial Service Providers dealing with investment products in the European Union are required to understand and comply with MiFID II regulations.
Yes, corporate training is available for teams and organisations looking to upskill their workforce on MiFID II compliance and ensure adherence to financial regulatory standards. Tailored training courses can be designed to meet specific business needs.
Delegates will learn the regulatory requirements of MiFID II, client categorisation rules, transparency obligations, reporting requirements, and how to implement these regulations effectively within financial institutions.
After completing this MiFID II Training Course, you can apply the knowledge to ensure compliance within your organisation or pursue advanced certifications in financial regulation or investment advisory roles.
Yes, self-paced training is available for those who prefer flexibility in their learning schedule. Delegates can access the course materials, including videos and exercises, and complete the training at their own convenience.
If you encounter issues accessing your MiFID II Training Course, you should contact The Knowledge Academy's support team. They will help troubleshoot technical issues and provide alternative access to the course materials.
This MiFID II Training prepares you for roles in compliance, regulatory affairs, financial advisory, risk management, and legal consultancy within financial institutions that must comply with MiFID II regulations.
No, delegates do not need to take an examination to successfully complete this MiFID II Certification Course.
The training fees for MiFID II Professionalin Hong Kong starts from HKD12095
The Knowledge Academy is the Leading global training provider for MiFID II Professional.
Please see our Finance Courses courses available in Hong Kong
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Best price in the industry

You won't find better value in the marketplace. If you do find a lower price, we will beat it.

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Many delivery methods

Flexible delivery methods are available depending on your learning style.

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High quality resources

Resources are included for a comprehensive learning experience.

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"Really good course and well organised. Trainer was great with a sense of humour - his experience allowed a free flowing course, structured to help you gain as much information & relevant experience whilst helping prepare you for the exam"

Joshua Davies, Thames Water

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